Origins of the Holy Roman Empire. Conclusions

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Carolingian Empire, Charles V, Emperor-Elect, Francis II, Golden Bull, Holy Roman Empire of the German Nation, King of Rome, Kingdom of Germany, Pope, Roman Catholic Church

The Imperial title

Another aspect of examining the origins of the Holy Roman Empire is to examine the history of the Imperial title itself. In other words, the history of the title gives us some understanding of the history of the empire itself.

The Holy Roman Emperor’s standard designation was simply, originally and officially “August Emperor of the Romans.” In Latin this was translated as “Romanorum Imperator Augustus.” In native German the title was translated as Kaiser der Römer.

Let me expand on this a little further. In German-language historiography, the term Römisch-Deutscher Kaiser (“Roman-German Emperor”) is used to distinguish the title from that of Roman Emperor on one hand, and that of German Emperor (Deutscher Kaiser) on the other, the title held by the Hohenzollern Emperors from 1871 until 1918.

The English term “Holy Roman Emperor” is modern shorthand for “Emperor of the Holy Roman Empire” and not corresponding to the actual historical style or title. In other words, the adjective “holy” is not intended as modifying “emperor.” The English term “Holy Roman Emperor” gained currency in the interbellum period (the 1920s to 1930s); formerly the title had also been rendered “German-Roman Emperor” in English.

The Empire was considered by the Roman Catholic Church to be the only legal successor of the Roman Empire during the Middle Ages and the early modern period. Since Charlemagne, the realm was merely referred to as the Roman Empire. The term sacrum (“holy”, in the sense of “consecrated”) in connection with the medieval Roman Empire was used beginning in 1157 under Friedrich I Barbarossa. “Holy Empire”: was the term added to reflect Friedrich’s ambition to dominate Italy and the Papacy. The form “Holy Roman Empire” is attested from 1254 onward.

In a decree following the Diet of Cologne in 1512, the name was changed to the Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation, Latin: Sacrum Imperium Romanum Nationis Germanicæ), a form first used in a document in 1474. The new title was adopted partly because the Empire lost most of its territories in Italy and Burgundy to the south and west by the late 15th century, but also to emphasize the new importance of the German Imperial Estates in ruling the Empire due to the Imperial Reform.

By the end of the 18th century, the term “Holy Roman Empire of the German Nation” fell out of official use. Contradicting the traditional view concerning that designation, Hermann Weisert has argued in a study on imperial titulature that, despite the claims of many textbooks, the name “Holy Roman Empire of the German Nation” never had an official status and points out that documents were thirty times as likely to omit the national suffix as include it.

In a famous assessment of the name, the political philosopher Voltaire remarked sardonically: “This body which was called and which still calls itself the Holy Roman Empire was in no way holy, nor Roman, nor an empire.

The title of emperor in the West implied recognition by the pope. It was the pope who had the power to create an emperor. But as the power of the papacy grew during the Middle Ages, popes and emperors came into conflict over church administration. The best-known and most bitter conflict was that known as the investiture controversy, fought during the 11th century between Heinrich IV and Pope Gregory VII.

The office of Holy Roman Emperor was traditionally elective, although frequently controlled by dynasties. As we have seen since 911, the various German princes had elected the King of the Germans, technically, King of East Francia, from among their peers. The King of the Germans would then be crowned as emperor following the precedent set by Charlemagne.

Beginning with the reign Heinrich II (1002–1024, emperor from 1014) the title King of the Romans (Latin: Rex Romanorum; German: König der Römer) was the title used by the German king following his election the mostly German prince-electors, the highest-ranking noblemen of the empire. Technically they would retain the title “King of the Romans”, until they were officially crowned emperor by the Pope. However, the Papacy’s hold over the emperor wained greatly after the Protestant Reformation as many states became officially Protestant despite the Habsburg emperors remaining Roman Catholic.

Charles V was the last emperor to be crowned by the pope, and his successor, Ferdinand I, merely adopted the title of “Emperor-Elect” in 1558. Despite holding the title Emperor-Elect and forgoing the papal coronation the rulers of the Holy Roman Empire were still simply referred to as emperor. As we began this blog entry, we have seen that the final Holy Roman emperor-elect, Franz II, abdicated in 1806 during the Napoleonic Wars that saw the Empire’s final dissolution.

Having read its complex history I see the Carolingian Empire that began with Charlamagne as a “Frankish Empire” and was the first phase in the evolution of the Holy Roman Empire. This Frankish Carolingian Empire eventually died out in 924. Then, with the Revival of the Imperial title under Otto the Great, I view this act as a transition from Frankish Empire to the creation of a “German Empire” which is what came to define the Holy Roman Empire in its essense. As a Germanic Empire it helped foster and grow a diverse German culture signifying an important part of German history.

History of Germany Part VII: Otto the Great and the founding of the Holy Roman Empire.

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Berengar of Fruili, Holy Roman Emperor, Holy Roman Empire, Kingdom of Germany, Kingdom of Italy, Otto I the Great, Otto the Great, Pope John XII

After the death of Charles the Fat in 888, the briefly reunited Carolingian Empire broke apart, and was never restored. According to Regino of Prüm, the parts of the realm “spewed forth kinglets”, and each part elected a kinglet “from its own bowels”. After the death of Charles the Fat, those crowned emperor by the pope controlled only territories in Italy. The last such emperor was Berengar I of Italy, who died in 924.

Berengar I (c. 845 – April 7, 924) was the king of Italy from 887. He was the Roman Emperor between 915 and his death in 924. He is usually known as Berengar of Friuli, since he ruled the March of Friuli from 874 until at least 890, but he had lost control of the region by 896.

Berengar rose to become one of the most influential laymen in the empire of Charles the Fat, and he was elected to replace Charles in Italy after the latter’s deposition in November 887. His long reign of 36 years saw him opposed by no less than seven other claimants to the Italian throne. His reign is usually characterised as “troubled” because of the many competitors for the crown and because of the arrival of Magyar raiders in Western Europe. He was the last emperor before Otto the Great was crowned in 962, after a 38-year interregnum.

Otto I (November 23, 912 – May 7, 973), traditionally known as Otto the Great, was German king from 936 and Holy Roman Emperor from 962 until his death in 973. He was the oldest son of Heinric I the Fowler and Matilda of Ringelheim, the daughter of the local count Dietrich and his wife Reinhild, a noblewoman of Danish and Frisian descent.

Otto inherited the Duchy of Saxony and the kingship of the Germans upon his father’s death in 936. He continued his father’s work of unifying all German tribes into a single kingdom and greatly expanded the king’s powers at the expense of the aristocracy. Through strategic marriages and personal appointments, Otto installed members of his family in the kingdom’s most important duchies. This reduced the various dukes, who had previously been co-equals with the king, to royal subjects under his authority. Otto transformed the Roman Catholic Church in Germany to strengthen royal authority and subjected its clergy to his personal control.

The Hungarians (Magyars) invaded Otto’s domain as part of the larger Hungarian invasions of Europe and ravaged much of Southern Germany. Though Otto had installed the Margraves Hermann Billung and Gero on his kingdom’s northern and northeastern borders, the Principality of Hungary to the southeast was a permanent threat to German security. The Hungarians took advantage of the kingdom’s civil war and invaded the Duchy of Bavaria in spring 954. Though Liudolf, Duke of Swabia, and Conrad, Duke of Lorraine, had successfully prevented the Hungarians from invading their own territories in the west, the invaders managed to reach the Rhine River, sacking much of Bavaria and Franconia in the process.

The Hungarians, encouraged by their successful raids, began another invasion into Germany in the spring of 955. Otto’s army, now unhindered by civil war, was able to defeat the invasion, and soon the Hungarians sent an ambassador to seek peace with Otto. The ambassador proved to be a decoy: Otto’s brother Henry I, Duke of Bavaria, sent word to Otto that the Hungarians had crossed into his territory from the southeast. The main Hungarian army had camped along the Lech River and besieged Augsburg. While the city was defended by Bishop Ulrich of Augsburg, Otto assembled his army and marched south to face the Hungarians.

Otto and his army fought the Hungarian force on August 10, 955 at the Battle of Lechfeld. Under Otto’s command were Burchard III, Duke of Swabia and Bohemian troops of Duke Boleslaus I. Though outnumbered nearly two to one, Otto was determined to push the Hungarian forces out of his territory. According to Widukind of Corvey, Otto “pitched his camp in the territory of the city of Augsburg and joined there the forces of Henry I, Duke of Bavaria, who was himself lying mortally ill nearby, and by Duke Conrad with a large following of Franconian knights. Conrad’s unexpected arrival encouraged the warriors so much that they wished to attack the enemy immediately.”

While Otto was fighting the Hungarians with his main army deployed in Southern Germany, the Obotrite Slavs in the north were in a state of insurrection. Count Wichmann the Younger, still Otto’s opponent over the King’s refusal to grant Wichmann the title of Margrave in 936, marauded through the lands of the Obotrites in the Billung March, causing the followers of Slavic Prince Nako to revolt. The Obotrites invaded Saxony in the fall of 955, killing the men of arms-bearing age and carrying off the women and children into slavery. In the aftermath of the Battle of Lechfeld, Otto rushed to the north and pressed far into their territory. A Slav embassy offered to pay annual tribute in return for being allowed self-government under German overlordship instead of direct German rule.[80]Otto refused, and the two sides met on October 16, at the Battle of Recknitz. Otto’s forces gained a decisive victory; after the battle, hundreds of captured Slavs were executed.

Celebrations for Otto’s victory over the pagan Hungarians and Slavs were held in churches across the kingdom, with bishops attributing the victory to divine intervention and as proof of Otto’s “divine right” to rule. The battles of Lechfeld and Recknitz mark a turning point in Otto’s reign. The victories over Hungarians and Slavs sealed his hold on power over Germany, with the duchies firmly under royal authority. From 955 on, Otto would not experience another rebellion against his rule and as a result was able to further consolidate his position throughout Central Europe.

Liudolf’s death in the fall of 957 deprived Otto of both an heir and a commander of his expedition against King Berengar II of Italy. Beginning with the unfavorable peace treaty signed in 952 in which he became Otto’s vassal, Berengar II had always been a rebellious subordinate. With the death of Liudolf and Henry I, Duke of Bavaria, and with Otto campaigning in northern Germany, Berengar II attacked the March of Verona in 958, which Otto had stripped from his control under the 952 treaty, and besieged Count Adalbert Atto of Canossa there. Berengar II’s forces also attacked the Papal States and the city of Rome under Pope John XII. In autumn 960, with Italy in political turmoil, the Pope sent word to Otto seeking his aid against Berengar II. Several other influential Italian leaders arrived at Otto’s court with similar appeals, including the Archbishop of Milan, the bishops of Como and Novara, and Margrave Otbert of Milan.

After the Pope agreed to crown him as Emperor, Otto assembled his army to march upon Italy. In preparation for his second Italian campaign and the imperial coronation, Otto planned his kingdom’s future. At the Imperial Diet at Worms in May 961, Otto named his six-year-old son Otto II as heir apparent and co-ruler, and had him crowned at Aachen Cathedral on 26 May 961. Otto II was anointed by the Archbishops Bruno I of Cologne, William of Mainz, and Henry I of Trier. The King instituted a separate chancery to issue diplomas in his heir’s name, and appointed his brother Bruno and illegitimate son William as Otto II’s co-regents in Germany.

Otto’s army descended into northern Italy in August 961 through the Brenner Pass at Trento. The German king moved towards Pavia, the former Lombard capital of Italy, where he celebrated Christmas and assumed the title King of Italy for himself. Berengar II’s armies retreated to their strongholds in order to avoid battle with Otto, allowing him to advance southward unopposed. Otto reached Rome on January 31, 962; three days later, he was crowned Emperor by Pope John XII at Old St. Peter’s Basilica. The Pope also anointed Otto’s wife Adelaide of Italy, who had accompanied Otto on his Italian campaign, as empress. With Otto’s coronation as emperor, the Kingdom of Germany and the Kingdom of Italy were unified into a common realm, later called the Holy Roman Empire.

The kingdom/Empire had no permanent capital city. Kings traveled between residences (called Kaiserpfalz) to discharge affairs. However, each king preferred certain places; in Otto’s case, this was the city of Magdeburg. Kingship continued to be transferred by election, but Kings often ensured their own sons were elected during their lifetimes, enabling them to keep the crown for their families. This only changed after the end of the Salian dynasty in the 12th century.

The Holy Roman Empire became eventually composed of four kingdoms. The kingdoms were:
* Kingdom of Germany (part of the empire since 962),
* Kingdom of Italy (from 962 until 1648),
* Kingdom of Bohemia (since 1002 as the Duchy of Bohemia and raised to a kingdom in 1198),
* Kingdom of Burgundy (from 1032 to 1378).

History of Germany Part VI: Kingdom of East Francia and the Kingdom of Germany.

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Arnulf of Carinthia, Charlemagne, Conrad of Thuringia, Duke of Bavaria, East Francia, Franconia, Henry of Saxony, Henry the Fowler, Holy Roman Empire, Kingdom of Germany, Sawbia, Saxony

We’ve now reached the point in our survey of German History and the origins of the Holy Roman Empire that motivated me to do this history to begin with. After the treaty of Verdun in 843 and the establishment the Kingdom East Francia to first usage of the term Holy Roman Empire in the thirteenth century, this area of Central Europe was constantly in flux at a time when England and France (and later Spain) were moving toward being a centralized nation state. It is also at this juncture when terminology such as Kings of East Francia, King of the Germans and Roman Emperor have considerable overlap denoting the fact that the monarchy in German lands was constantly evolving.

Kingdom of East Francia/Germany

East Francia continued the Frankish tradition of dividing the lands among the sons of the king, as East Francia itself was divided into three parts at the death of Louis the German (875). These sub-kingdoms were ruled by the three sons of Louis the German and were traditionally referred to as “Saxony”, (ruled by Louis the Younger) and “Bavaria”, (ruled Carloman) and “Swabia” and also East Francia (or “Alemannia”), ruled by Charles the Fat who briefly reunited the entire Carolingian Empire (West and East Francia) in 882.

Regional differences existed between the peoples of the different regions of the kingdom and each region could be readily described by contemporaries as a regnum, (Kingdom) though each was certainly not a kingdom of its own. The common Germanic language and the tradition of common rule dating to 843 preserved political ties between the different regna and prevented the kingdom from coming apart after the death of Charles the Fat. The work of Louis the German to maintain his kingdom and give it a strong royal government also went a long way to creating an East Frankish (i.e. German) state.

Charles the Fat, King of East Francia, Emperor.

Charles the Fat was deposed in 888 by nobles and in East Francia Arnulf of Carinthia was elected king. The increasing weakness of royal power in East Francia meant that dukes of Bavaria, Swabia, Franconia, Saxony and Lotharingia (called the Stem Duchies) turned from appointed nobles into hereditary rulers of their territories. Kings increasingly had to deal with regional rebellions.

After the death of Louis III the Child on September 24, 911, the last ruler of the Carolingian dynasty, Conrad the Younger of Thuringia was elected was elected king of Rex Francorum Orientalium (East Francia) on November 10, 911 at Forchheim by the rulers of Saxony, Swabia and Bavaria. Conrad was the son of duke Conrad of Thuringia (called the Elder) and his wife Glismut, probably related to Ota, wife of the Carolingian emperor Arnulf of Carinthia and mother of Louis the Child.

Since King Conrad I of East Francia was one of the dukes of the Stem Duchies he found it very difficult to establish his authority over them. Duke Hienrich of Saxony was in rebellion against Conrad I until 915 and the struggle against Arnulf, Duke of Bavaria cost Conrad I his life. On his deathbed Conrad I chose Heinrich of Saxony as the most capable successor.

Heinrich I, King of East Francia, Duke of Saxony

This election of Heinrich of Saxony as King changed the kingship from Franks to Saxons, who had suffered greatly during the conquests of Charlemagne.

Any firm distinction between the kingdoms of Eastern Francia and the Kingdom of Germany is to some extent the product of later retrospection. It is impossible to base this distinction on primary sources, as the name Eastern Francia for the kingdom remains in use long after the name Kingdom of Germany comes into use.

Under Arnulf of Carinthia the terminology Rex Francorum Orientalium was largely dropped and the kingdom, when it was referred to by name, was simply Francia. When it was necessary, as in the Treaty of Bonn (921) with the West Franks, the “eastern” qualifier appeared once more. Henry I refers to himself as rex Francorum orientalium, “king of the East Franks”, in the treaty.

By the 12th century, the historian Otto of Freising, in using the Carolingian terminology had to explain that the “eastern kingdom of the Franks” (orientale Francorum regnum) was “now called the kingdom of the Germans” (regnum Teutonicorum).

The 12th century imperial historian Otto von Freisingreported that the election of Heinrich the Fowler was regarded as marking the beginning of the kingdom, though Otto himself disagreed with this. Thus:

From this point some reckon a kingdom of the Germans as supplanting that of the Franks. Hence, they say that Pope Leo in the decrees of the popes, called Henry’s son Otto the first king of the Germans. For that Henry of whom we are speaking refused, it is said, the honor offered by the supreme pontiff. But it seems to me that the kingdom of the Germans — which today, as we see, has possession of Rome — is a part of the kingdom of the Franks. For, as is perfectly clear in what precedes, at the time of Charles the boundaries of the kingdom of the Franks included the whole of Gaul and all Germany, from the Rhine to Illyricum.

When the realm was divided between his son’s sons, one part was called eastern, the other western, yet both together were called the Kingdom of the Franks. So then in the eastern part, which is called the Kingdom of the Germans, Henry was the first of the race of Saxons to succeed to the throne when the line of Charles failed … [western Franks discussed] … Henry’s son Otto, because he restored to the German East Franks the empire which had been usurped by the Lombards, is called the first king of the Germans — not, perhaps, because he was the first king to reign among the Germans

It is here and elsewhere that Otto von Freising distinguishes the first German king (Heinrich I) and the first German king to hold imperial power (Otto I).

Next up will be the imperial coronation of Otto the Great.

Here is the original post where I talk about Heinrich I the Fowler.

https://europeanroyalhistory.wordpress.com/2019/07/02/on-this-date-in-history-july-2-936-death-of-heinrich-the-fowler-king-of-east-francia-and-german-history-part-i/

On this date in History: July 2, 936. Death of Heinrich The Fowler, King of East Francia and German History Part I.

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Duke of Saxony, Henry the Fowler, Holy Roman Emperor, Holy Roman Empire, Kingdom of East Francia, Kingdom of Germany, Kingdom of Lothringia, Kingdom of West Francia, Otto the Great, Treaty of Verdun

Heinrich The Fowler (876 – July 2, 936) was the duke of Saxony from 912 and the elected king of East Francia (Germany) from 919 until his death in 936. As the first non-Frankish king, he established the Ottonian Dynasty of kings and emperors, and he is generally considered to be the founder and first king of the medieval German state, known until then as East Francia. An avid hunter, he obtained the epithet “the Fowler” because he was allegedly fixing his birding nets when messengers arrived to inform him that he was to be king.

Born in Memleben, in what is now Saxony-Anhalt, Heinrich was the son of Otto the Illustrious, Duke of Saxony, and his wife Hedwiga, daughter of Heinrich of Franconia and Ingeltrude and a great-great-granddaughter of Charlemagne. In 906 Heinrich married Hatheburg of Merseburg, daughter of the Saxon count Erwin. She had previously been a nun.

Heinrich I The Fowler King of East Francia

The marriage was annulled in 909 because her vows as a nun were deemed by the church to remain valid. She had already given birth to Henry’s son Thankmar. The annulment placed a question mark over Thankmar’s legitimacy. Later that year he married Matilda, daughter of Dietrich of Ringelheim, Count in Westphalia. Matilda bore him three sons, one called Otto, and two daughters, Hedwigand Gerberga, and founded many religious institutions, including the Quedlinburg Abbey where Henry is buried. She was later canonized.

Heinrich’s father, Otto I, Duke of Saxony died in 912 and was succeeded by Heinrich. The new duke launched a rebellion against the king of East Francia, Conrad I of Germany, over the rights to lands in the Duchy of Thuringia. They reconciled in 915 and on his deathbed in 918, Conrad recommended Henry as the next king, considering the duke the only one who could hold the kingdom together in the face of internal revolts and external Magyar raids.

Kingdoms of West Francia, Lothringia and East Francia

Henry was elected and crowned king in 919. He went on to defeat the rebellious dukes of Bavaria and Swabia, consolidating his rule. In 935 Heinrich planned an expedition to Rome to be crowned as Holy Roman Emperorby the Pope, but the design was thwarted by a hunting accident near the royal palace of Bodfeld in the autumn of 935 that severely injured him.

Heinrich prevented a collapse of royal power, as had happened in West Francia, and left a much stronger kingdom to his successor Otto I. Henry died of a stroke on July 2, 936 in his royal palace in Memleben, one of his favourite places. He was buried at Quedlinburg Abbey, established by his wife Matilda in his honor.

Flag of The Holy Roman Empire of German Nation.

German History can be confusing. Terms such as Kingdom of the Franks, Kingdoms of East and West Francia, Holy Roman Empire and the Kingdom of Germany and King of the Romans are often bantered about as if there is no difference between them. In the next coming weeks I will begin a series on German history to sort out all this confusion!