History of the Kingdom of East Francia: Conclusion

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Bavaria, Emperor Friedrich I Barbarossa, Emperor Maximilian I, Franconia, Hohenstaufen Dynasty, Holy Roman Emperor, Holy Roman Empire, House of Habsburg, House of Hohenstaufen, House of Wittelsbach, King of the Romans, Kingdom of East Francia, Kingdom of Germany, Lotharingia (Lorraine), Saxony, Stem Duchy, Swabia (Alemannia).

I would like to briefly summarize not only the History of the Kingdom of East Francia but also it’s relevant and associated titles.

In 800 Charlemagne, King of the Franks, was crowned “Emperor of the Romans” by Pope Leo III on Christmas Day. This Empire, which was to be a restart of the old Roman Empire, is known as the Carolingian Empire. When Emperor Charlemagne died in 814 he left this Empire fully intact to his son Louis the Pious.

However, upon Louis’s death in 840 he divided the empire amongst his three surviving sons. After a brief Civil War between the royal brothers, it lead to the signing of the Treaty of Verdun in 843 which effectively divided the Empire. The third son of Louis the Pious, known as Louis the German, inherited the eastern portion of the Empire, logically known as the Kingdom of East Francia.

After the Carolingian Dynasty died out in the Kingdom of East Francia, the elective monarchy became the possession of the Dukes of Saxony with Heinrich the Fowler as the first German elected King of East Francia.

When his son, King Otto I of East Francia, was crowned Emperor of the Romans by Pope John XII in 962 we see a transition from a Frankish Kingdom into a Germanic Kingdom, and from there the title of the monarch transitioned from King of East Francia to the King of Germany. Although as noted elsewhere in the series the title King of East Francia was still in usage for many many more years.

In other words, during the time of the Ottonian Dynasty there seems to be overlap with the titles “King of East Francia”, “King of Germany” and “King of the Romans” with these titles being used interchangeably, at least by modern historians.

Therefore, from the reign of King/Emperor Heinrich II the title King of the Romans was used by the German King following his election by the princes within the Empire, until he was crowned Emperor by the Pope.

In 1508, Emperor Maximilian I, adopted the title “Emperor Elect”, with papal approval, and dispensed with the Papal Coronation. Subsequent rulers adopted that title after their elections as kings. Using the title ” King of the Romans” became unnecessary due to the fact that the elected monarch did not need that title prior to a Papal Coronation that no longer existed.

Emperor Maximilian I

At the same time, the custom of having the heir-apparent elected as “King of the Romans” in the emperor’s lifetime resumed. For this reason, the title “King of the Romans” (Rex Romanorum) came to mean heir-apparent, the successor elected while the emperor was still alive.

Thus far I have been mostly talking about titles. However, the Kingdom of East Francia was not just a title. The kingdom had borders and land associated with the titles. But with the transformation from a Frankish Kingdom to a Germanic Kingdom and later the Holy Roman Empire, what became of the land known as the kingdom of East Francia?

The Kingdom of East Francia consisted of a series of tribal regions known as the Stem Duchies.

A stem duchy meaning “tribe”, in reference to the Franks, Saxons, Bavarians and Swabians was a constituent duchy of the Kingdom of East Francia at the time of the extinction of the Carolingian dynasty (death of Louis the Child in 911) and through the transitional period leading to the formation of the Ottonian Empire or, the Holy Roman Empire.

The Carolingians had dissolved the original tribal duchies of the Empire in the 8th century. As the Carolingian Empire declined, the old tribal areas assumed new identities. The five stem duchies (sometimes also called “younger stem duchies” in contrast to the pre-Carolingian tribal duchies) were: Bavaria, Franconia, Lotharingia (Lorraine), Saxony and Swabia (Alemannia).

Emperor Friedrich I Barbarossa

The Salian Emperors (reigned 1027–1125) retained the stem duchies as the major regions of the lands that compromised the Kingdom Germany or corresponding to the Kingdom of East Francia. The rest of the regions of the Holy Roman Empire lay outside the German territories which mainly consisted of Italian lands such as the Kingdom of the Lombards, also known as the medieval Kingdom of Italy.

As the stem duchies became increasingly obsolete during the early high-medieval period, under the Hohenstaufen Dynasty, specifically Emperor Friedrich I Barbarossa, who finally abolished the Stem Duchies in 1180 in favour of more numerous territorial duchies.

An example of the fate of one Stem Duchy, Swabia, mirrors the fate of many of the Stem Duchies. In the 13th century the Duchy of Swabia was in complete disarray, with its territories falling to the Wittelsbach, Württemberg, and Habsburg families. The main core territory of Swabia continued its existence as the County of Württemberg, which was raised to the status of a Duchy in 1495, which in turn became the Kingdom of Württemberg within 19th-century Germany.

With new territories rising from the ashes of the abolished Stem Duchies, these new territories became increasingly autonomous; and with that occurrence the Kingdom of East Francia can be considered to have drifted into the shadows of history by this time.

Nevertheless, there are relatively few references to a German kingdom distinct from the Holy Roman Empire.

History of The Kingdom of East Francia: Emperor Elect and King of the Romans

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Emperor Charles V, Emperor Friedrich III, Emperor Maximilian I, Holy Roman Emperor, King of the Romans, Kingdom of East Francia, Pope Clement VII, Pope Julius II

Although this series was to track the history of the Kingdom of East Francia and we’ve been recently focusing on how the Carolingian Kingdom of East Francia transitioned into a Germanic Kingdom. With that change the title of the King, prior to being crowned Emperor once the Ottonian Dynasty were granted the imperial title, was known as King of Germany or King of the Romans.

Although it is beyond my original intent of this series to continue to discuss the later usage of the title “King of the Romans” I will mention how the usage of that title evolved.

The title Romanorum Rex King of the Romans ceased to be used for ruling kings after 1508, when the Pope Julius II permitted King Maximilian I to use the title of Electus Romanorum Imperator (“elected Emperor of the Romans”) after he failed in a good-faith attempt to journey to Rome. This ended the centuries-old custom that the Holy Roman Emperor had to be crowned by the Pope.

Emperor Maximilian I

Maximilian’s predecessor Friedrich III was the last to be crowned Emperor by the Pope in Rome.

At this time Maximilian also took the new title “King in Germania” (Germaniae rex), but the latter was never used as a primary title.

Maximilian’s titles at this time were: by God’s grace Elected Roman Emperor, always Augustus, in Germany, of Hungary, Dalamatia, Croatia etc King […]”

After the death of Maximilian I his paternal grandson, Charles of Burgundy in 1519, inherited the Habsburg monarchy. Charles also became King Carlos I of Spain in 1516. Charles was also the natural candidate of the electors to succeed his grandfather as Holy Roman Emperor.

Pope Clement VII

He defeated the candidacies of Elector Friedrich III of Saxony, King François I of France, and King Henry VIII of England. According to some, Charles became emperor due to the fact that by paying huge bribes to the electors, he was the highest bidder.

Charles won the crown on June 28, 1519. On October 23, 1520, he was crowned in Germany and some ten years later, on 24 February 24, 1530, he was crowned Holy Roman Emperor by Pope Clement VII in Bologna, the last emperor to receive a papal coronation.

Beginning with his brother and successor, Ferdinand I, Holy Roman Emperor, the rulers of the Empire no longer sought the Imperial coronation by the Pope and styled themselves “Emperors” without Papal approval, taking the title as soon as they were crowned in Germany or, if crowned in their predecessor’s lifetime, upon the death of a sitting Emperor.

Emperor Charles V

Heirs designate

As I mentioned previously the Holy Roman Empire was an elective monarchy. No person had an automatic legal right to the succession simply because he was related to the current Emperor. However, the Emperor could, and often did, have a relative (usually a son) elected to succeed him after his death.

With the Emperor no longer needing the title “King of the Romans” now that a Papal Coronation had become obsolete, the Emperor’s newly elected heir apparent henceforth bore the title “King of the Romans”.

During the Middle Ages, a junior King of the Romans was normally chosen only when the senior ruler bore the title of Emperor, so as to avoid having two, theoretically equal kings.

Only on one occasion (1147-1150) was there both a ruling King of the Romans (King Conrad III) and a King of the Romans as heir (Heinrch Berengar).

The election was in the same form as that of the senior ruler. In practice, however, the actual administration of the Empire was always managed by the Emperor (or Emperor elect), with at most certain duties delegated to the heir.

History of the Kingdom of East Francia: King of Germany

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Conrad of Franconia, Emperor of the Romans, Henry the Fowler, Holy Roman Emperor, King of the Romans, Kingdom of East Francia, Kingdom of Germany, Otto the Great

With Otto I, King of East Francia crowned as Emperor of the Romans by Pope John XII on February 2, 962 thus begins what many historians (such as myself) site as the actual start of the Holy Roman Empire.

Also, many historians also count Otto I the Great as the last King of East Francia. Since Conrad of Franconia took the throne of East Francia and with his successors Heinrich I the Fowler and Otto the Great the Kingdom of East Francia transformed from a Frankish Kingdom to that of a Germanic Kingdom.

Any firm distinction between the kingdoms of Eastern Francia and the Kingdom of Germany is to some extent the product of later retrospection. It is impossible to base this distinction on primary sources, as the name Eastern Francia for the kingdom remains in use long after the name Kingdom of Germany comes into use.

Under Arnulf of Carinthia the terminology Rex Francorum Orientalium was largely dropped and the kingdom, when it was referred to by name, was simply Francia. When it was necessary, as in the Treaty of Bonn (921) with the West Franks, the “eastern” qualifier appeared once more. Heinrich I refers to himself as rex Francorum orientalium, “King of the East Franks”, in the treaty.

With Otto the Great marking the end of the Kingdom of East Francia, his son and successor Otto II as Emperor and King is often cited by historians as the start of the Kingdom of Germany or German Kingdom. In Latin: Regnum Teutonicorum “kingdom of the Germans”, Regnum Teutonicum “German kingdom”, regnum Alamanie “kingdom of Germany”.

By the 12th century, the historian Otto of Freising, in using the Carolingian terminology, had to explain that the “eastern kingdom of the Franks” (orientale Francorum regnum) was “now called the kingdom of the Germans” (regnum Teutonicorum).

Therefore, the Kingdom of East Francia didn’t cease to exist the way the Kingdom was described had changed.

Like medieval England and medieval France, (Western Francia which evolved into the Kingdom of France) medieval Germany consolidated from a conglomerate of smaller tribes, nations or polities by the High Middle Ages.

The term rex teutonicorum (“king of the Germans”) first came into use in Italy around the year 1000. It was popularized by the chancery of Pope Gregory VII during the Investiture Controversy (late 11th century), perhaps as a polemical tool against Emperor Heinrich IV.

In the twelfth century, in order to stress the imperial and transnational character of their office, the Emperors began to employ the title rex Romanorum (king of the Romans) on their election.

In the next section I will discuss in more detail the transformation of the usage of the title King of Germany to that of King of the Romans.

History of the Kingdom of East Francia. Heinrich I the Fowler & Otto I the Great

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Battle of Lechfeld, Conrad I of Franconia, Emperor of the Romans, Holy Roman Emperor, Kingdom of East Francia, Kingdom of Germany, Magyars, Matilda of Ringelheim, Pope John XII, Saxon Duchies

Heinrich The Fowler (876 – July 2, 936) was the Duke of Saxony from 912 and the elected King of East Francia from 919 until his death in 936. As the first non-Frankish king, he established the Ottonian Dynasty of kings and emperors, and he is generally considered to be the founder and first Kingdom of the medieval German state, known by

Born in Memleben, in what is now Saxony-Anhalt, Heinrich was the son of Otto the Illustrious, Duke of Saxony, and his wife Hedwiga, daughter of Heinrich of Franconia and Ingeltrude and a great-great-granddaughter of Charlemagne. In 906 Heinrich married Hatheburg of Merseburg, daughter of the Saxon count Erwin. She had previously been a nun.

Heinrich’s father, Otto I, Duke of Saxony died in 912 and was succeeded by Heinrich. The new duke launched a rebellion against the king of East Francia, Conrad I of Franconia over the rights to lands in the Duchy of Thuringia.

They reconciled in 915 and on his deathbed in 918, Conrad recommended Heinrich as the next king, considering the duke the only one who could hold the kingdom together in the face of internal revolts and external Magyar raids.

Heinrich the Fowler, King of East Francia

Heinrich was elected and crowned king in 919. He went on to defeat the rebellious dukes of Bavaria and Swabia, consolidating his rule. In 935 Heinrich planned an expedition to Rome to be crowned as Holy Roman Emperorby the Pope, but the design was thwarted by a hunting accident near the royal palace of Bodfeld in the autumn of 935 that severely injured him.

Heinrich prevented a collapse of royal power, as had happened in West Francia, and left a much stronger kingdom to his successor Otto I. Heinrich died of a stroke on July 2, 936 in his royal palace in Memleben, one of his favourite places. He was buried at Quedlinburg Abbey, established by his wife Matilda in his honor.

Otto I (23 November 912 – 7 May 973) was East Frankish king from 936 and Holy Roman Emperor from 962 until his death in 973. He was the oldest son of Heinrich the Fowler and Matilda of Ringelheim.

Otto inherited the Duchy of Saxony and the kingship of East Francia upon his father’s death in 936. He continued his father’s work of unifying all German tribes into a single kingdom and greatly expanded the king’s powers at the expense of the aristocracy.

Through strategic marriages and personal appointments, Otto installed members of his family in the kingdom’s most important duchies. This reduced the various dukes, who had previously been co-equals with the king, to royal subjects under his authority. Otto transformed the church in Germany to strengthen royal authority and subjected its clergy to his personal control.

After putting down a brief civil war among the rebellious duchies, Otto defeated the Magyars at the Battle of Lechfeld in 955, thus ending the Hungarian invasions of Western Europe. The victory against the pagan Magyars earned Otto a reputation as a savior of Christendom and secured his hold over the kingdom.

By 961, Otto had conquered the Kingdom of Italy. Following the example of Charlemagne’s coronation as “Emperor of the Romans” in 800, Otto was crowned emperor in 962 by Pope John XII in Rome.

Otto’s later years were marked by conflicts with the papacy and struggles to stabilize his rule over Italy. Reigning from Rome, Otto sought to improve relations with the Byzantine Empire, which opposed his claim to emperorship and his realm’s further expansion to the south. To resolve this conflict, the Byzantine princess Theophanu married his son Otto II in April 972. Otto finally returned to Germany in August 972 and died at Memleben in May 973. Otto II succeeded him.

History of the Kingdom of East Francia. From Franks to Saxons

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Arnulf of Carinthia, King Conrad I of East Francia, King Ludwig II the German, Kingdom of East Francia, Kingdom of Germany, Kingdom of the Germans

After the Treaty of Verdun in 843 and the establishment the Kingdom East Francia to first usage of the term “Holy Roman Empire” in the thirteenth century, this area of Central Europe was constantly in flux at a time when England and France (and later Spain) were moving toward being a centralized nation state.

It is also at this juncture when terminology such as King of East Francia, King of the Germans, King of the Romans and Roman Emperor have considerable overlap denoting the fact that the monarchy in German lands was constantly evolving.

Kingdom of East Francia/Germany

At the beginning of the Kingdom East Francia the Kings continued the Frankish tradition of dividing the lands among the sons of the king, as East Francia itself was divided into three parts at the death of Ludwig II the German (875).

These sub-kingdoms were ruled by the three sons of Ludwig II the German and were traditionally referred to as “Saxony”, (ruled by Ludwig III the Younger) and “Bavaria”, (ruled Carloman) and “Swabia” and also East Francia (or “Alemannia”), ruled by Charles the Fat who briefly reunited the entire Carolingian Empire (West and East Francia) in 882.

Regional differences existed between the peoples of the different regions of the kingdom and each region could be readily described by contemporaries as a regnum, (Kingdom) though each was certainly not a kingdom of its own.

The common Germanic language and the tradition of common rule dating to 843 preserved political ties between the different regna and prevented the kingdom from coming apart after the death of Charles the Fat. The work of Ludwig II the German to maintain his kingdom and give it a strong royal government also went a long way to creating an East Frankish (i.e. German) state.

Charles the Fat, King of East Francia, Emperor.

Charles the Fat was deposed in 888 by nobles and in East Francia Arnulf of Carinthia was elected king. The increasing weakness of royal power in East Francia meant that Dukes of Bavaria, Swabia, Franconia, Saxony and Lotharingia (called the Stem Duchies) turned from appointed nobles into hereditary rulers of their own territories. Kings increasingly had to deal with regional rebellions.

After the death of the last ruler of the Carolingian dynasty, Ludwig IV the Child, on September 24, 911 Conrad the Younger of Thuringia was elected elected King of Rex Francorum Orientalium (East Francia) on November 10, 911 at Forchheim by the rulers of Saxony, Swabia and Bavaria.

Conrad was the son of Duke Conrad of Thuringia (called the Elder) and his wife Glismut, probably related to Ota, wife of the Carolingian emperor Arnulf of Carinthia and mother of Ludwig the Child.

Since King Conrad I of East Francia was one of the Dukes of the Stem Duchies he found it very difficult to establish his authority over them. Duke Hienrich of Saxony was in rebellion against Conrad I until 915 and the struggle against Arnulf, Duke of Bavaria cost Conrad I his life. On his deathbed Conrad I chose Heinrich of Saxony as the most capable successor.

This election of Heinrich of Saxony as King changed the kingship from Franks to Saxons, who had suffered greatly during the conquests of Charlemagne.

Any firm distinction between the kingdoms of Eastern Francia and the Kingdom of Germany is to some extent the product of later retrospection. It is impossible to base this distinction on primary sources, as the name Eastern Francia for the kingdom remains in use long after the name Kingdom of Germany comes into use.

Under Arnulf of Carinthia the terminology Rex Francorum Orientalium was largely dropped and the kingdom, when it was referred to by name, was simply Francia. When it was necessary, as in the Treaty of Bonn (921) with the West Franks, the “eastern” qualifier appeared once more. Heinrich I refers to himself as rex Francorum orientalium, “King of the East Franks”, in the treaty.

By the 12th century, the historian Otto of Freising, in using the Carolingian terminology had to explain that the “eastern kingdom of the Franks” (orientale Francorum regnum) was “now called the kingdom of the Germans” (regnum Teutonicorum).

History of the Kingdom of East Francia: The Treaty of Verdun and the Formation of the Kingdom.

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Charlemagne, Charles the Bald, Emperor of the Romans, Holy Roman Empire, King of Middle Francia, King of West Francia, Kingdom of East Francia, Lothair I, Louis the Pious, Pepin of Aquitaine, Treaty of Verdun

Ludwig the Pious (April 16, 778 – June 20, 840) was King of the Franks and co-emperor with his father, Charlemagne, from 813. He was also King of Aquitaine from 781. As the only surviving son of Charlemagne and Hildegard, he became the sole ruler of the Kingdom of the Franks and the Carolingian Empire after his father’s death in 814, a position that he held until his death except from 833 to 834, when he was deposed.

As emperor, he included his adult sons, Lothair, Pepin and Ludwig, in the government and sought to establish a suitable division of the realm among them. The first decade of his reign was characterised by several tragedies and embarrassments, notably the brutal treatment of his nephew Bernard of Italy for which Ludwig atoned in a public act of self-debasement.

In the 830s his empire was torn by civil war between his sons that was only exacerbated by Ludwig’s attempts to include his son Charles by his second wife in the succession plans.

Pepin I or Pepin I of Aquitaine was King of Aquitaine and Duke of Maine. He had rebelled against his brother Lothair and lost but was later restored to his throne shortly before his death on December 13, 838.

Ludwig the Pious, Emperor of the Romans, King of the Franks

Emperor Ludwig the Pious fell ill soon after his final victorious campaigns and retreated to his summer hunting lodge on an island in the Rhine near his palace at Ingelheim. He died on June 20, 840 in the presence of many bishops and clerics and in the arms of his half-brother Drogo as he pardoned his son Ludwig the German proclaimed Lothair Emperor and commended the absent Charles and Judith to his protection.

Though his reign ended on a high note, with order largely restored to his empire, shortly after his death dispute plunged the surviving brothers into yet another civil war. It lasted until 843 with the signing of the Treaty of Verdun.

The Treaty of Verdun agreed on in August 843, divided the Frankish Empire into three kingdoms among the surviving sons of the Emperor Ludwig the Pious, the son and successor of Charlemagne.

Charles the Bald, King of West Francia

The treaty was the first of the four partition treaties of the Carolingian Empire, followed by the Treaties of Prüm (855), Meerssen (870), and Ribemont (880).

Prior to the death of Emperor Ludwig the Pious, each of the three brothers was already established in one kingdom: Lothair in the Kingdom of Italy; Ludwig the German in the Kingdom of Bavaria; and Charles the Bald in the Kingdom of Aquitaine, (succeeding his half-brother Pepin) a large province in the west of the Frankish realm.

As mentioned above, Lothair I was given the title of Emperor after the death of Ludwig the Pious but because of several re-divisions by his father and the resulting revolts, he became much less powerful.

Lothair I, Emperor of the Romans, King of Middle Francia

In an attempt to reclaim the power his father had at the beginning of his reign as emperor, Lothair I, claimed overlordship over the entirety of his father’s kingdom and Empire.

Lothair also supported his nephew, Pepin II’s claim to the Kingdom of Aquitaine over his half-brother Charles the Bald. Lothair’s brother, Ludwig the German and his half-brother Charles the Bald refused to acknowledge Lothair’s suzerainty over them and declared war against him.

After a bloody civil war, the two brothers, Ludwig the German and Charles the Bald, defeated Lothair at the Battle of Fontenoy in 841 and sealed their alliance in 842 with the Oaths of Strasbourg which declared Lothair unfit for the imperial throne, after which he became willing to negotiate a settlement.

Peace negotiations began, and in June 842 the brothers met on an island in the Saône. They agreed to an arrangement which developed, after much difficulty and delay, into the Treaty of Verdun, signed in August 843.

Provisions

Emperor Lothair I received Middle Francia (the Middle Frankish kingdom). In the settlement, Lothair retained his title and position of Emperor, but it conferred only nominal overlordship of his brothers’ lands.

His domain later became the Low Countries, the Rhineland west of the Rhine, Lorraine, Alsace, Burgundy, Provence, and the Kingdom of Italy (which only covered the northern half of the Italian Peninsula). He also received the two imperial cities, Aachen and Rome.

Charles II the Bald received West Francia; all lands west of the Rhône. It eventually became the Kingdom of France.

King Ludwig II the German received East Francia. He was guaranteed the kingship of all lands to the east of the Rhine (although not the Netherlands to the north of the Rhine) and to the north and east of Italy, altogether called East Francia. It eventually became the High Medieval Kingdom of Germany, the largest component of the Holy Roman Empire.

The brothers nephew, Pepin II, was granted the Kingdom of Aquitaine, but only under the authority of Charles the Bald.

Ludwig II the German, King of East Francia

After Lothair’s death in 855, his eldest son, Ludwig II the Younger inherited Italy and his father’s claim to the Imperial throne. Upper Burgundy and Lower Burgundy (Arles and Provence) passed to Lothair’s third son, Charles of Provence. The remaining territory north of the Alps, which did not previously have a name, was inherited by Lothair’s second son, Lothair II, and was then named Lotharingia (present day Lorraine) after him.

Ludwig II the Younger’s usual title was imperator augustus (“august emperor”), but he used imperator Romanorum (“emperor of the Romans”) after his conquest of Bari in 871, which led to poor relations with the Eastern Roman Empire. He was called imperator Italiae (“emperor of Italy”) in West Francia while the Byzantines called him Basileus Phrangias (“Emperor of Francia”).

With Ludwig II the German now established as King of East Francia, the new Kingdom consisted of a district around Speyer, Worms, and Mainz, on the left bank of the river (see also Oaths of Strasbourg 842). His territories included Bavaria (where he made Regensburg the centre of his government), Thuringia, Franconia, and Saxony.

In the next post I will continue the examination of how the Kingdom of East Francia became the Holy Roman Empire and the usage of the titles, King of East Francia, King of Germany and King of the Romans.

The Kingdom of East Francia: Formation of the Carolingian Empire

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Carloman, Carolingian Empire, Charlemagne, Charles Martel, Charles the Great, Emperor of the Romans, King of the Franks, King of the Lombards, Kingdom of East Francia, Pepin III the Short, Pope Leo III, Pope Stephen II, Pope Zachary

Before we can discuss the Kingdom of East Francia I would like to discuss the Carolingian Empire and how the Kingdom of East Francia became part of that great empire.

The Carolingian Empire (800–888) was a large Frankish-dominated empire in western and central Europe during the Early Middle Ages. It was ruled by the Carolingian dynasty, which had ruled as kings of the Franks since 751 and as kings of the Lombards in Italy from 774. In 800, the Frankish king Charlemagne was crowned emperor in Rome by Pope Leo III in an effort to transfer the Roman Empire from the Byzantine Empire to western Europe. The Carolingian Empire is considered the first phase in the history of the Holy Roman Empire.

Nomenclature

The term “Carolingian Empire” is a modern convention and was not used by its contemporaries. The language of official acts in the empire was Latin. The empire was referred to variously as universum regnum (“the whole kingdom”, as opposed to the regional kingdoms), Romanorum sive Francorum imperium (“empire of the Romans and Franks”), Romanum imperium (“Roman empire”), or even imperium christianum (“Christian empire”).

Charles Martel (c. 688 – October 22, 741) was a Frankish political and military leader who, as Duke and Prince of the Franks and Mayor of the Palace, was the de facto ruler of Francia from 718 until his death. He was a son of the Frankish statesman Pepin of Herstal and Pepin’s mistress, a noblewoman named Alpaida.

Charles, also known as “The Hammer” (in Old French, Martel), successfully asserted his claims to power as successor to his father as the power behind the throne in Frankish politics. Continuing and building on his father’s work, he restored centralized government in Francia and began the series of military campaigns that re-established the Franks as the undisputed masters of all Gaul.

His son and successor Pepin III the Short (c. 714 – September 24, 768), also called the Younger was King of the Franks from 751 until his death in 768. He was the first Carolingian to become king.

The younger was the son of the Frankish prince Charles Martel and his wife Rotrude, Pepin’s upbringing was distinguished by the ecclesiastical education he had received from the monks of St. Denis. Succeeding his father as the Mayor of the Palace in 741, Pepin reigned over Francia jointly with his elder brother Carloman. Pepin ruled in Neustria, Burgundy, and Provence, while his older brother Carloman established himself in Austrasia, Alemannia, and Thuringia.

The brothers were active in suppressing revolts led by the Bavarians, Aquitanians, Saxons, and the Alemanni in the early years of their reign. In 743, they ended the Frankish interregnum by choosing Childeric III, who was to be the last Merovingian monarch, as figurehead King of the Franks.

Being well disposed towards the church and papacy on account of their ecclesiastical upbringing, Pepin and Carloman continued their father’s work in supporting Saint Boniface in reforming the Frankish church, and evangelizing the Saxons.

After Carloman, who was an intensely pious man, retired to religious life in 747, Pepin became the sole ruler of the Franks. He suppressed a revolt led by his half-brother Grifo, and succeeded in becoming the undisputed master of all Francia.

Giving up pretense, Pepin then forced King Childeric III into a monastery and had himself proclaimed King of the Franks with support of Pope Zachary in 751. The decision was not supported by all members of the Carolingian family and Pepin had to put down a revolt led by Carloman’s son, Drogo and again by Grifo.

As king, Pepin embarked on an ambitious program to expand his power. He reformed the legislation of the Franks and continued the ecclesiastical reforms of Boniface. Pepin also intervened in favour of the papacy of Pope Stephen II against the Lombards in Italy. In the midsummer of 754, Stephen II anointed Pepin afresh, together with his two sons, Charles and Carloman.

The ceremony took place in the Abbey Church of St. Denis, near Paris, and the Pope formally forbade the Franks ever to elect as king anyone who was not of the sacred race of Pepin. He also bestowed upon Pepin and his sons the title of ‘Patrician of Rome’.

Pepin died during a campaign, in 768 at the age of 54. He was interred in the Basilica of Saint Denis in modern-day Metropolitan Paris. His wife Bertrada was also interred there in 783. Charlemagne rebuilt the Basilica in honor of his parents and placed markers at the entrance.

The Frankish realm was divided according to the Salic law between his two sons: Charlemagne and Carloman I.

Charlemagne: or Charles the Great (Latin: Carolus Magnus; German: Karl der Große; April 2, 747 – January 28, 814), a member of the Carolingian dynasty, was King of the Franks from 768, King of the Lombards from 774, and the Emperor of the Romans from 800.

Charlemagne, King of the Franks, King of the Lombards, Emperor of the Romans

Charlemagne succeeded in uniting the majority of western and central Europe and was the first recognized emperor to rule from western Europe after the fall of the Western Roman Empire around three centuries earlier. The expanded Frankish state that Charlemagne founded was the Carolingian Empire. He was canonized by Antipope Paschal III—an act later treated as invalid—and he is now regarded by some as beatified (which is a step on the path to sainthood) in the Catholic Church.

Charlemagne was the eldest son of Pepin the Short and Bertrada of Laon. He was born before their canonical marriage. He became King of the Franks in 768 following his father’s death, and was initially co-ruler with his brother Carloman I until the latter’s death in 771.

As sole ruler, he continued his father’s policy towards protection of the papacy and became its sole defender, removing the Lombards from power in northern Italy and leading an incursion into Muslim Spain. He also campaigned against the Saxons to his east, Christianizing them (upon penalty of death) which led to events such as the Massacre of Verden.

He reached the height of his power in 800 when he was crowned Emperor of the Romans by Pope Leo III on Christmas Day at Old St. Peter’s Basilica in Rome.

Charlemagne has been called the “Father of Europe” (Pater Europae), as he united most of Western Europe for the first time since the classical era of the Roman Empire, as well as uniting parts of Europe that had never been under Frankish or Roman rule.

His reign spurred the Carolingian Renaissance, a period of energetic cultural and intellectual activity within the Western Church. The Eastern Orthodox Church viewed Charlemagne less favourably, due to his support of the filioque and the Pope’s preference of him as emperor over the Byzantine Empire’s first female monarch, Irene of Athens. These and other disputes led to the eventual split of Rome and Constantinople in the Great Schism of 1054.

Charlemagne died in 814 after contracting an infectious lung disease. He was laid to rest in the Aachen Cathedral, in his imperial capital city of Aachen.

He married at least four times, and had three legitimate sons who lived to adulthood. Only the youngest of them, Louis the Pious, survived to succeed him. Charlemagne is the direct ancestor of many of Europe’s royal houses, including the Capetian dynasty, the Ottonian dynasty, the House of Luxembourg, the House of Ivrea and the House of Habsburg.

Charles the Bald and his Ordinal Number

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Carolingian Empire, Charlemagne, Charles III, Charles the Bald, Charles The Fat, Charles the Great, Charles the Simple, Holy Roman Empire, Kingdom of East Francia, Kingdom of West Francia, Ordinal Numbers

From the Emperor’s Desk: Yesterday I wrote about Charles the Bald, Emperor of the Carolingian Empire, King of Italy and King of West Francia. In the past I’ve written about the subject of the ordinal numbers of the French Kings and I would like to touch on this topic once again.

The numbering of early Frankish Kings can be confusing and even inaccurate. Thus is the case with Charles the Bald.

I have seen some lists where Charles the Bald is listed as Charles I of France. I have also seen where Charles the Bald is called Charles II.

In the early days of both the Holy Roman Empire and the kingdom of France many kings and emperors would rule at various places within the empire. With many monarchs going by the names of Louis or Charles and with them ruling an Empire that was constantly being divided it has caused confusion about what ordinal numbers they have.

What complicates the matter even further is how to reference or count Charlemagne, King of the Franks and Emperor of the Romans, the Father of Europe and the one who started it all.

The name Charlemagne, which the emperor is normally known in English, comes from the French Charles-le-magne, meaning “Charles the Great”. His given name was simply Charles (Latin Carolus, Old High German Karlus, Romance Karlo). He was named after his grandfather, Charles Martel, a choice which intentionally marked him as Martel’s true heir.

The nickname magnus (great) may have been associated with him already in his lifetime, but this is not certain. The contemporary Latin Royal Frankish Annals routinely call him Carolus magnus rex, “Charles the great king”. As a nickname, it is only certainly attested in the works of the Poeta Saxo around 900 and it only became standard in all the lands of his former empire around 1000.

Charlemagne is often listed as Charlemagne instead of Charles the Great without an ordinal. However, in the realms that eventually evolved into the Kingdom of France and the Holy Roman Empire, Charlemagne is counted as Holy Roman Emperor Charles I; but it is France where the name and number (or lack thereof) is problematic.

In my opinion Charlemagne should be counted as Charles I of France. This would mean that Charles the Bald should be Charles II of France. However, under this method the numbering of kings of France named Charles would be off by one. The last King of France named Charles was Charles X (1826 – 1830). Corrected he would be Charles XI.

What continues to complicate the matter is that those who count Charles the Bald as Charles I of France, instead of Charlemagne, use the 843 Treaty of Verdun as the starting point for the numbering of the French kings.

The problem with using the Treaty of Verdun and Charles the Bald as the starting point for numbering the Kings of France, is that the son and successor of Charles the Bald is counted as Louis II of France. The issue here is that if Louis II is numbered as such, following after Louis I the Pious, who was Emperor/King before the Treaty of Verdun, then why exclude Charlemagne as Charles I of France who was also Emperor/King prior to the Treaty of Verdun? It’s inconsistent.

Moving forward, the issue becomes how to count Charles the Fat? He was Emperor of the Carolingian Empire and the last Carolingian to rule it as a united Empire. He was also King of West Francia (884-887). I have seen lists where he is counted as Emperor Charles III and King Charles III of West Francia, and in some lists he is called Charles II of West Francia (France) and East Francia.

Charlemagne, Emperor of the Romans, King of the Franks and King of the Lombards.

Charles the Fat’s numeral “III” is roughly contemporary. Regino of Prüm, a contemporary of Charles recording his death, calls him “Emperor Charles, third of that name and dignity” (Latin Carolus imperator, tertius huius nominis et dignitatis).

The issue with calling Charles the Fat, “Charles III of France” is because the next Frankish King of West Francia, also named Charles, Charles the Simple, is also called Charles III of France.

I believe this can be reconciled by calling Charles the Fat as Charles II in West Francia and Charles III as Emperor. I guess the same solution can be applied to Charles the Bald. He could be counted as Charles I of West Francia (France) after all West Francia was a new State after the Treaty of Verdun, and Charles II as Emperor of the Carolingian Empire a proto-Holy Roman Empire.

After Charles III the Simple, King of West Francia, there would not be another King of France by that name until 1322 a full 400 years later! Even then Charles IV was known contemporarily by his sobriquet as Charles the Fair.

Origins of the Holy Roman Empire: Part III

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Alfred the Great, Conrad I of Saxony, Duchy of Saxony, Henry the Fowler, Holy Roman Emperor, Holy Roman Empire, Kingdom of East Francia, Magyars, Otto the Great

Now let us examine the rise of Otto the Great.

The Medieval Kingdom of Germany started out as the eastern section of the Frankish kingdom. The rulers of the eastern area thus called themselves Rex Francorum, King of the Franks. The term rex teutonicorum (“King of the Germans”) first came into use in Italy around the year 1000.

After the death of the last Carolingian, Louis the Child, in 911, dukes of the stem duchies (another topic all together) of Saxony, Swabia and Bavaria, acknowledged the unity of the kingdom and elected Conrad I, Duke of Franconia to be their king on November 10, 911 at Forchheim. Conrad was the son of Duke Conrad of Thuringia (called the Elder) and his wife Glismoda, probably related to Ota, wife of the Carolingian emperor Arnulf of Carinthia and mother of Louis the Child.

The dukes of the stem duchies prevented the succession to the throne of Louis’ Carolingian relative, Charles III the Simple, King of West Francia. They chose the Conradine scion, who was maternally related to the late king. Only Conrad’s rival, Reginar, duke of Lotharingia, refused to give him his allegiance and joined West Francia.

Exactly because Conrad I was one of the dukes, he found it very hard to establish his authority over them. Duke Heinrich the Fowler of Saxony was in rebellion against Conrad until 915 and the struggle against Arnulf, Duke of Bavaria, cost Conrad his life. Conrad died on December 23, 918 at his residence in Weilburg Castle. He was buried in Fulda Cathedral.

According to the Res gestae saxonicae by the chronicler Widukind of Corvey, Conrad, on his deathbed, persuaded his younger brother Eberhard of Franconia to offer the royal crown to Heinrich the Fowler, the duke of Saxony and one of his principal opponents, since he considered Heinrich to be the only duke capable of holding the kingdom together in the face of internal rivalries among the dukes and the continuous Magyar raids.

It was not until May 919 when Eberhard and the other Frankish nobles accepted Conrad’s advice, and Heinrich was elected king as Heinrich I, King of East Francia at the Reichstag of Fritzlar. Kingship now changed from Franks to Saxons, who had suffered greatly during the conquests of Charlemagne and were proud of their identity.

Heinrich planned an expedition to Rome to be crowned emperor by the pope, but the design was thwarted by his death. Heinrich died from the effects of a cerebral stroke on July 2, 936 at his palace, the Kaiserpfalz in Memleben, and was buried at Quedlinburg Abbey, established by his wife Matilda of Ringelheim in his honor. Heinrich prevented a collapse of royal power, as had happened in West Francia, and left a much stronger kingdom to his son and successor Otto I. Heinrich is also counted as Heinrich I within the panonopoly of Holy Roman Emperors even though he never held the imperial title.

Otto I had inherited the Duchy of Saxony and the kingship of East Francia upon his father’s death. I want to briefly mention Otto’s mother, Mathilde, daughter of Reinhild and the Saxon Count Dietrich (himself a descendant of the Saxon duke Widukind who fought against Charlemagne). Mathilde founded several spiritual institutions and women’s convents. She was considered to be extremely pious, righteous and charitable.

Otto the Great continued his father’s work of unifying all German tribes into a single kingdom and greatly expanded the king’s powers at the expense of the aristocracy. Through strategic marriages and personal appointments, Otto installed members of his family in the kingdom’s most important duchies. This reduced the various dukes, who had previously been co-equals with the king, to royal subjects under his authority. Otto transformed the Roman Catholic Church in Germany to strengthen royal authority and subjected its clergy to his personal control.

Otto defeated the Magyars at the Battle of Lechfeld in 955, thus ending the Hungarian invasions of Western Europe. The victory against the pagan Magyars earned Otto a reputation as a savior of Christendom and secured his hold over the kingdom. The patronage of Otto and his immediate successors facilitated a so-called “Ottonian Renaissance” of arts and architecture.

Otto’s first wife was Eadgyth of England. Eadgyth was born to the reigning English king Edward the Elder by his second wife, Ælfflæd, and hence was a granddaughter of King Alfred the Great. She had an older sister, Eadgifu.

At the request of the East Frankish king Heinrich I the Fowler, who wished to stake a claim to equality and to seal the alliance between the two Saxon kingdoms, her half-brother King Æthelstan sent his sisters Eadgyth and Eadgifu to Germany. Heinrich’s eldest son and heir to the throne Otto was instructed to choose whichever one pleased him best. Otto chose Eadgyth according to Hrotsvitha a woman “of pure noble countenance, graceful character and truly royal appearance”, and married her in 930. Eadgyth’s death in 946 at a relatively young age, in her thirties, was unexpected. Otto apparently mourned the loss of a beloved spouse.

Origins of the Holy Roman Empire. Part II.

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Charlemagne, Charles the Bald, Charles the Great, Holy Roman Emperor, Holy Roman Empire, King of the Lombards, Kingdom of East Francia, Kingdom of Lotharingia, Kingdom of West Francia, Lothair, Louis the Pious, Treaty of Verdun

Scholars generally concur, however, in relating an evolutionary process to the institutions and principles eventualy forming and constituting the empire, describing it as a gradual assumption of the imperial title and role of the emperor and the empire itself over the lands under its authority.

Let us delve deeper into the creation of the empire. First some background information leading to the rule of Charlemagne.

From the time of Roman Emperor Constantine I (r. 306–337), the Roman emperors had, with very few exceptions, taken on a role as promoters and defenders of Christianity. The reign of Constantine established a precedent for the position of the Christian emperor in the Church.

Roman Emperors considered themselves responsible to the gods for the spiritual health of their subjects, and after Constantine and his conversation to Christianity, the Emperors believed they had a duty to help the Church define and maintain orthodoxy. The emperor’s role was to enforce doctrine, root out heresy, and uphold ecclesiastical unity.

Both the title and connection between Emperor and Church continued in the Eastern Roman Empire throughout the medieval period (in exile during 1204–1261). The ecumenical councils of the 5th to 8th centuries were convoked by the Eastern Roman Emperors.

In Western Europe, the title of Emperor in the West lapsed after the death of Julius Nepos in 480, although the rulers of the barbarian kingdoms continued to recognize the authority of the Eastern Emperor, at least nominally, well into the 6th century.

While the reconquest of Justinian I had reestablished Byzantine presence in Italy, religious frictions existed with the Papacy who sought dominance over the Constantinople Church.

Toward the end of the 8th century the Papacy still recognised the ruler at Constantinople as the Roman Emperor, though Byzantine military support in Italy had increasingly waned, leading to the Papacy to look to the Franks and thier King for protection.

Charlemagne was the eldest son of Pepin I the Short, King of the Franks, and Bertrada of Laon, born before their canonical marriage. Charlemagne became king of the Franks in 768 following his father’s death, initially as co-ruler with his brother Carloman I, until the latter’s death in 771. As sole ruler, he continued his father’s policy towards the papacy and became its protector. He became King of the Lombards in 774, removing them from power in northern Italy and leading an incursion into Muslim Spain. He campaigned against the Saxons to his east, Christianising them upon penalty of death, leading to events such as the Massacre of Verden.

The Massacre of Verden was an event during the Saxon Wars where Charlemagne ordered the death of 4,500 Saxons in October 782. Charlemagne claimed suzerainty over Saxony and in 772 destroyed the Irminsul, an important object in Saxon paganism, during his intermittent thirty-year campaign to Christianize the Saxons. The massacre occurred in Verden in what is now Lower Saxony, Germany. The event is attested in contemporary Frankish sources, including the Royal Frankish Annals.

In 799, Pope Leo III had been assaulted by some of the Romans, who tried to put out his eyes and tear out his tongue. His enemies had accused Leo III of adultery and perjury. Leo escaped and fled to Charlemagne at Paderborn. Charlemagne ordered the Pope’s accusers to Paderborn, but no decision could be made. Charlemagne then had Leo escorted back to Rome. In November 800, Charlemagne, advised by scholar Alcuin, travelled to Rome, and on December 1 held a council there with representatives of both sides of the dispute. Leo III, on December 23, took an oath of purgation concerning the charges brought against him, and his opponents were exiled.

At Mass, on Christmas Day (December 25), when Charlemagne knelt at the altar to pray, the Pope crowned him Imperator Romanorum (“Emperor of the Romans”) in Saint Peter’s Basilica. In so doing, the Pope rejected the legitimacy of Roman Empress Irene of Constantinople.

By this time, the Eastern Emperor Constantine VI has been deposed in 797 and replaced as monarch by his mother, Irene. Under the pretext that a women cannot rule the empire, Pope Leo III declared the throne vacant and was used to justify crowning Charlemagne Emperor of the Romans (Imperator Romanorum), the successor of Constantine VI as Roman emperor under the concept of translatio imperii.

On his coins, the name and title used by Charlemagne is Karolus Imperator Augustus and in his documents, he used Imperator Augustus Romanum gubernans Imperium (“August Emperor, governing the Roman Empire”) and serenissimus Augustus a Deo coronatus, magnus pacificus Imperator Romanorum gubernans Imperium (“most serene Augustus crowned by God, great peaceful emperor governing the empire of the Romans”).

The Eastern Empire eventually relented to recognizing Charlemagne and his successors as emperors, but as “Frankish” and “German emperors”, and at no point did the Eastern or Byzantine Emperors referred to thier Western counterparts as Roman Emperors, a label they reserved for themselves.

Incidentally, the name, Byzantine Empire is a more a creation of modern historiography because the Eastern Emperor’s and it’s citizens and subject, simply refered to the Emperor as the Roman Emperor and themselves as citizens and subjects of the Roman Empire.

Charlemagne has been called the “Father of Europe” (Pater Europae), as he united most of Western Europe for the first time since the classical era of the Roman Empire and united parts of Europe that had never been under Frankish or Roman rule. His rule spurred the Carolingian Renaissance, a period of energetic cultural and intellectual activity within the Western Church.

The Empire that began with Charlemagne was inherited in tact by his son, known as Louis I Pious. After a civil war (840–843) following the death of Emperor Louis the Pious, his sons divided the Empire after the signing of the Treaty of Verdun. The Empire was divided into three autonomous kingdoms:

Lothair I received Middle Francia, the central portion of the empire, this region was eventually called the first state of Lotharingia. In the settlement, Lothair (who had been named co-emperor in 817) retained his title as emperor, but it conferred only nominal overlordship of his brothers’ lands. Later his domain became the Low Countries, Lorraine, Alsace, Burgundy, Provence, and the Kingdom of Italy (which covered the northern half of the Italian Peninsula). He also received the two imperial cities, Aachen and Rome.

Louis II, called the German, received the East Francia portion of the empire. He was guaranteed the kingship of all lands to the east of the Rhine (although not the Netherlands to the north of the Rhine) and to the north and east of Italy, plus the Rhineland west of the Rhine. All this land compiled the Kingdom of East Francia. It eventually became the High Medieval Kingdom of Germany, the largest component of the Holy Roman Empire.

Charles the Bald received the portion of the empire, all lands west of the Rhône, called West Francia. The Kingdom of West Francia later evolved to become the Kingdom of France.

The fourth son of Louis the Pious, Pepin II, was granted the Kingdom of Aquitaine, but only under the authority of his brother Charles the Bald.

With one king still recognised as emperor, Lothair I, but with little authority outside his own kingdom, the position and title of Emperor became considerably weakened. However, the unity of the empire and the hereditary right of the Carolingians continued to be acknowledged.

In 884, Charles II the Fat reunited all the Carolingian kingdoms for the last time, but he died in 888 and the empire immediately split up. With the only remaining legitimate male of the dynasty a child, Louis the Child, the nobility elected regional kings from outside the dynasty or, in the case of the eastern kingdom, an illegitimate Carolingian. The illegitimate line continued to rule in the east until 911. As mentioned previously, the Carolingian Empire came to its end with the death of the last Italian claimant, Berengar I, in 924.